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Who is LPL?

LPL Financial is the nation’s number one independent broker-dealer and top RIA custodian* and publicly traded on the NASDAQ under ticker symbol LPLA. Services that they provide to us include:

  • Brokerage and advisory services
  • Access to broad range of investment solutions
  • Innovative technology and cybersecurity platforms
  • Objective market research from a team of analysts, economists, and investment strategists
  • Operational support
  • Compliance oversight
  • Consulting, educational conferences, and training opportunities

LPL Financial provides us one of the largest independent research departments in the nation. 19,000+ financial professionals serviced by LPL Financial nationwide are able to rely on the firm’s tools and resources to help them provide sound financial guidance to help meet their clients’ needs.  For more information about LPL Financial, visit


*RIA custodian (Cerulli Associates, 2019 U.S. RIA Marketplace Report); No. 1 Independent Broker-Dealer in the U.S (Based on total revenues, Financial Planning magazine June 1996-2020). 

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